Jobs in Australia : Archives

June 9, 2017

Regulatory Risk and Compliance Manager - Banking and Wealth Management

Filed under: Uncategorized — karol @ 12:30 am

The Company

Our client is a leading top tier banking and wealth management organisation, that provide a broad range of financial services to their customers. Due to the demands placed on the institution by regulatory bodies and meeting the requirements of their customer to be compliant, they have a continued necessity for professionals within the sector. Our client establishes their customers up for success by using strong experience and insight to offer real and balanced financial solutions.

The Opportunity

Your new role will be responsible for developing and implementing compliance and risk management framework across the organisation including the implementation of head office guidelines, as well as, being able to implement your specific knowledge within this industry. You will also be responsible for training the team in meeting compliance needs, and be able to identify any areas of improvement that can be utilised in the day to day operations of the company, especially around regulatory compliance. You will be an active member of the executive team to determine operational policies and programs.


- Proven experience in operational risk and compliance in retail banking and wealth management institutions
- Clear understanding of regulatory compliance from ASIC and Australian Financial Services regulations
- Deadline driven with an outstanding attention to detail, mentoring and training capabilities.
- 5+ years’ experience in compliance and risk management in retails banking functions
- Bachelor of Business or equivalent, Accounting or Finance major

The Rewards

Your salary package will include an attractive base salary + super. As a recognised finance leader, you will be able to actively drive the overall development of the organisation, as well as the opportunity to advance within the organisation

To apply for this opportunity or to express your interest; please press ‘Apply’, send your resume to [Apply online] or call us for a confidential discussion.

NOTE: All short listed candidates will be contacted.

Lucan Group Specialist Recruitment

Specialist Finance & Accounting Recruitment




Suite 1D / Level 23

or Phillip Tower

1 Farrer Place


PO BOX Q1103

Sydney NSW 2000

Email: Please click the ‘Apply Now’ button below.

[Apply online]

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